Compliance audits/ reviews are required controls of an effective CMS program. Deposit, Loan, vendor management, and CMS evaluations are conducted by an experienced industry expert. We provide effective audits/ reviews that are commensurate with your institutions size and complexity. Our recommendations are risk based and provide common sense expectations to comply.
- We are Compliance professionals that actually worked at a financial institution
- We understand risk and controls and place these in “real” life perspective
- We provide common sense solutions to resolve any deficiencies
- Provide ongoing Audit status reports to management (resolved/ unresolved findings) as the year and reviews progress.
- More timely and cost effective solution for the financial institution
- Leverage our examination based reviews to reduce the volume of internal audits (Audit reliance for larger institutions).