Compliance audits/ reviews are required controls of an effective CMS program. Deposit, Loan, vendor management, and CMS evaluations are conducted by an experienced industry expert. We provide effective audits/ reviews that are commensurate with your institutions size and complexity. Our recommendations are risk based and provide common sense expectations to comply.

  • We are Compliance professionals that actually worked at a financial institution
  • We understand risk and controls and place these in “real” life perspective
  • We provide common sense solutions to resolve any deficiencies
  • Provide ongoing Audit status reports to management (resolved/ unresolved findings) as the year and reviews progress.
  • More timely and cost effective solution for the financial institution
  • Leverage our examination based reviews to reduce the volume of internal audits (Audit reliance for larger institutions).